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Investment Management

As your 3(38) Investment Manager, we are responsible for selecting, managing, monitoring, and benchmarking the investment offerings of your unique plan. 3(38) represents the section within Employee Retirement Income Security Act of 1974 (ERISA) defining our role. It is our responsibility to supervise your investment portfolio so you don't have to.

3(38) Investment Management

We will provide you with...

Fund monitoring and comparison

  • Tools and resources to support selection, monitoring, and replacement of funds
  • Comparing current fund line-up to other investment options

Investment Platform

  • Authority on plan investment changes
  • Plan Investment efficiencies

Trust Committee support

  • Ongoing education, quarterly reporting & documentation for the investment process

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