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Fiduciary Governance

A fiduciary is someone who is legally and ethically obligated to act in the best interests of their clients or beneficiaries. They are knowledgeable about investment principles, risk management, and the importance of putting their clients' interests first. As fiduciaries, we have a responsibility to help you develop an effective financial plan for your business to accomplish your goals.

Fiduciary Governance

We will provide you with...

Fiduciary Education & Services

  • 3(38) Fiduciary Roles and responsibilities under Employee Retirement Income Security Act (ERISA)
  • Notifications of legislative, product, and market changes

Investment Policy Statement Review (IPS)

  • Create and maintain IPS for the plan
  • Procedures surrounding the review of investment process
  • Fi360 Fiduciary Score system

Plan Expense Review & Impact

  • Ongoing discussion about fees and expense impact on the plan

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