Broker Check

fiduciary governance

Fiduciary Governance

Fiduciary education & services

  • 3(16) Fiduciary Roles and responsibilities under Employee Retirement Income Security Act (ERISA)
  • Notifications of legislative, product and market changes

Investment Policy Statement Review (IPS)

  • Create and maintain IPS for the plan
  • Procedures surrounding the review of investment process.
  • Fi360 Fiduciary Score system

Plan expense review & impact

  • Ongoing discussion about fees and expense impact on the plan

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